Realtime Compliance Key to Wealth App Success

While most advisor apps have the ability to capture personal data and documents, few allow for realtime integration with compliance departments. However, developments by mobile wealth technology vendors such as Finantix mean that this is now possible.

 

The next step for onboarding wealth management advisor apps is the ability for compliance departments to view documents in realtime as they are uploaded during initial advisor-client onboarding meetings.

 

by Carolyn Draper

 

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